Securities & Investment Certification

Catalog Advanced Search

  1. Fundamentals of Financial Services is an important first step in developing the essential basic knowledge required for working in financial services. You will learn about the professional sector and commonly used financial products, such as shares, bonds and insurance and it will provide you with an understanding of financial terminology. Learn More
  2. The Introduction to Investment offers a comprehensive introduction to the financial services sector, with a specific focus on investments. It is the foundation exam for many higher level CISI qualifications. Learn More
  3. Global Financial Compliance will provide you with a broad understanding of the compliance issues that arise within the financial services sector. The qualification addresses techniques used to implement a successful compliance function in a bank and provides a comprehensive introduction to all the issues a global Compliance Officer may encounter. It explores the international regulatory environment, managing the risk of financial crime, governance, risk management, ethics, integrity and fairness. Learn More
  4. Risk in Financial Services offers a comprehensive global introduction to the major risk areas in financial services. It addresses international issues, reflecting the needs of a worldwide market, and provides a sound grounding in the principles of the risk management framework, corporate governance and risk oversight. It covers specific techniques used in identifying, reducing and managing operational risk, credit risk, market risk, investment risk and liquidity risk. Learn More
  5. Combating Financial Crime, developed in collaboration with QCo, provides a global view of transnational crime. It illustrates practical defences, includes the Bribery Act (2010) and focuses on how laws, regulations and best practice continue to evolve across the entire spectrum of associated activities. It covers the background and nature of financial crime, money laundering, terrorist financing, and corruption; combating financial crime, bribery and the role of the private sector. Learn More
  6. Managing Cyber Security is a brand new qualification developed to provide candidates with a basic knowledge of the threat of cyber crime. Candidates will be able to evaluate the risks to the financial services sector and develop effective security solutions to prevent, detect and mitigate cyber attacks. Learn More